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General Exchange Act
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591	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-30 13:38:27 Finance Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Registered representative General Securities Representative Exam Securities Exchange Act Securities and Exchange Commission Uniform Securities Agent State Law Exam General Securities Principal Exam United States securities law Financial economics Financial system
592	Opinion of the Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-01 16:09:54 Economy of the United States Sears Securities Exchange Act General Securities Representative Exam U.S. Securities and Exchange Commission Business United States securities law Financial Industry Regulatory Authority Financial regulation
593	74 of 78 EXHIBIT 5 Rule G-3: Professional Qualification Requirements [Classification of Principals and Representatives; Numerical Requirements; Testing; Continuing Education Requirements] No broker, dealer or municipal s Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-19 09:58:44 Finance Securities Act General Securities Representative Exam Registered representative Financial adviser Securities Exchange Act General Securities Principal Exam Dodd–Frank Wall Street Reform and Consumer Protection Act United States securities law Financial economics Financial regulation
594	Administrative Proceeding: Customer Sports, Inc., General Magic, Inc., Leonidas Films, Inc. (n/k/a Consolidated Pictures Group, Inc.), SportsPrize Entertainment, Inc., U.S. Interactive, Inc., and USA Biomass Corp. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-28 15:52:04 Securities and Exchange Commission Form 10-Q U.S. Securities and Exchange Commission Government OTC Markets Group Finance Financial regulation Form 6K SEC filings Form 10-K Securities Exchange Act
595	No. 61. An act relating to health care reform. (H.444) It is hereby enacted by the General Assembly of the State of Vermont: * * * Implementing Health Care Provisions of the American Recovery and Reinvestment Act * * * S Add to Reading List Source URL: www.leg.state.vt.us Language: English - Date: 2009-06-11 14:11:01 Office of the National Coordinator for Health Information Technology Electronic health record Health Insurance Portability and Accountability Act Health information exchange Health care Electronic medical record Medicare Health information technology Medicaid Health Health informatics Medicine
596	The Journal of Public Inquiry A Publication of the Inspectors General of the United States Add to Reading List Source URL: www.ignet.gov Language: English - Date: 2005-05-23 16:08:50 Finance Economy of the United States Public Company Accounting Oversight Board Year of birth missing Sarbanes–Oxley Act Inspector General Gordon S. Heddell Daniel R. Levinson U.S. Securities and Exchange Commission Accountancy Auditing Business
597	Federal Register / Vol. 63, No[removed]Friday, November 13, [removed]Notices Avenue, NW, Room S–3014, Washington, DC[removed]Modifications to General Wage Determination Decisions The number of decisions listed in the Add to Reading List Source URL: www.dol.gov Language: English - Date: 2011-05-12 11:19:10 Financial markets Foreign exchange market Fiduciary Employee Retirement Income Security Act Exchange rate Short Repurchase agreement Broker-dealer Economics Law Finance
598	Administrative Proceeding: AppOnline.com, Inc., AstroPower, Inc., Condor Gold Corp., EPL Technologies, Inc., General Credit Corp., Integra, Inc., Integrated Health Services, Inc., Log On America, Inc., Matlack Systems, I Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-14 13:49:27 Government Securities Exchange Act Economics OTC Markets Group Securities and Exchange Commission Form 10-Q U.S. Securities and Exchange Commission Bankruptcy Chapter 11 Title 11 United States Code SEC filings Business Form 10-K
599	Are you an informed investor? Private Placements In 2012 , Congress passed the JOBS Act, which directed the Securities and Exchange Commission (SEC) to implement rules that, among other things, allow general solicitatio Add to Reading List Source URL: www.maine.gov Language: English - Date: 2014-01-21 11:08:43 United States Securities and Exchange Commission Stock market United States securities law Financial services Regulation D Securities Act Private placement Securities offering Accredited investor Financial economics Finance Investment
600	Microsoft Word[removed]doc.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-21 08:20:00 Investment Financial Industry Regulatory Authority Manuel P. Asensio Self-regulatory organization U.S. Securities and Exchange Commission Securities regulation in the United States Securities Exchange Act Registered representative General Securities Representative Exam United States securities law Financial economics Finance

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